Clearing and Settlement and Transfer Agent (Registrar)

Lao Securities Exchange (LSX)

Kamphaengmuang Rd Phonthan Village Saysettha District Vientiane Capital


Terms of Reference

Job Title


Clearing and Settlement and Transfer Agent (Registrar)






Settlement & Depository (S&D)

Report to


S&D Directors




Type of Position


Full-Time (8:30 am– 16:30pm)


Clearing and Settlement:

  • Confirm settlement and notify daily cash settlement information to BOL, securities companies, custodian banks and relevant parties;
  • Handle daily cash and securities settlement for members;
  • Monitor daily settlement to ensure the smooth settlement;
  • Monitor joint compensation fund and manage securities default risk;
  • Coordinate with settlement bank, correspondent banks, custodian banks and securities companies on settlement related matters;
  • Handle settlement method change (day, time, account etc…);
  • Handle fee matters on clearing and settlement;
  • Research and amend settlement regulation matters;
  • Train new member officers as appropriate;
  • Other task as assigned by director.

Transfer Agent (Registrar):

  • Manage Securities holder books for issuers;
  • Support shareholder meetings of listed companies such as distribute meeting invitation, issue meeting attendance, notify rights to shareholders and etc…;
  • Calculate dividend, interest and principals for securities;
  • Provide service on payment of dividend, interest and principal to securities holders on behalf of issuers;
  • Coordinate with and notify issuers in relation to transfer agent matters;
  • Handle corporate actions and other related matters;
  • Handle transfer agent service-related matters;
  • Research and amend transfer agent regulation matters;
  • Train new issuer officers as appropriate;


  • Bachelor or Master degree in Law, Accounting and Finance, Banking, Economics, Business Administration and other fields;
  • Having knowledge on laws will be an advantage;
  • At least two (2) year experience in capital market or money market;
  • Good written and spoken English skills for communicating in daily work;
  • Knowledge of using computer; Microsoft Word, Excel and Power Point in good or excellent level;
  • Understanding and ability of writing reports or research which related to oneself tasks;
  • Capable of multi-tasks, team work and work in high pressure environment;
  • Diligent, patient, willing to pay attention to work and study in newly subjects related to work and as assigned by management level.

Interested candidates should submit a current CV in English stating full qualifications, education, work certificate , experience and cover letter to: 108job.s9@gmail.com Mobile & WhatsApp:020-2221-7638 (Mely) Short-listed candidates will be contact for the Interview.

Lao Securities Exchange (LSX)

Lao Securities Exchange (LSX)

Kamphaengmuang Rd Phonthan Village Saysettha District Vientiane Capital

Contact Name : N/A
Telephone : 02022217637
Website :

Lao Securities Exchange (LSX) is the only stock market of the Lao PDR in place as an efficient investment alternative, effective long-run fund mobilization and excellently back as another “leg” of the Lao Financial Market pushing on the most remarkable performances of the nation’s development.

Inaugural gateway towards the ASEAN Economic Community (AEC), the LSX is going forward together with other member exchanges to implement numerous reliable measures for free movement of goods and services, investment, skilled labor, and most particular the “freer flow of capital”.

LSX is firmly assured to be the growth driver of Lao business entities in the most transparent and just competition, and the hub of the region in the nearest future.

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