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Legal & Compliance
Negotiable

Lao Securities Exchange (LSX)

Kamphaengmuang Rd Phonthan Village Saysettha District Vientiane Capital

JOB DESCRIPTION

Terms of Reference

Job Title

:

Legal & Compliance

Position

:

Senior Officer

Department

:

Management and Administration (M&A)

Reports to

:

Directors of M&A Department

Supervises

:

N/A

Type of Position

:

Full-Time (8:30 – 16:30)

KEY DUTIES AND RESPONSIBILITIES:

Legal

  • Make plan for establish, amend Internal Rules and Regulations of the Company such as: needed legislation for legal work and legislations from other departments.
  • In charge of review, give remarks of the new establishment or amendment of legislation related to stock exchange field.
  • Coordinate with related sectors to publish stock exchange legislation.
  • Draft, review, amend and operate contracts between the LSX and Securities Companies.
  • Draft, review, amend and operate to continue rental contracts of the LSX and clients (Service Contract).
  • Draft, verify all contracts that the LSX has used other external services.
  • Draft, verify Memorandum of Understanding (MOU) between the LSX and foreign securities exchange.
  • Make plan for inspect LSX’s members periodically.
  • Prepare documents for hold Board of Directors Meeting and Shareholders’ Meeting of the LSX.

Compliance

  • Monitor, report on staff‘s working progress of each work based on its expected achievement date or the LSX’s business plan to make reports to LSX’s management periodically.
  • Draft, review, and amend legislations related to compliance work.
  • Other work as assigned by line manager/director/management.

REQUIREMENTS/ KNOWLEDGES/ SKILLS/ EXPERIENCES

  • Lao Nationality.
  • At least Bachelor’s Degree in business law, International law or other related majors.
  • Minimum two-year work experience in related fields.
  • Excellent knowledge on enterprise law, securities law, law on contract, financial institution.
  • Demonstrate ability to read, write and speak English at an advanced level.
  • Good skills on Microsoft Office Application (Word, Excel, and PowerPoint)
  • Good interpersonal and teamwork skills, being self-discipline and fair.
  • Good ability to handle with multiple tasks and work under pressure.
  • Good mindset and manner of being active, patient, hard working and willingness to learn new things.

Interested candidates should submit a current CV in English stating full qualifications, education, work certificate , experience and cover letter to: 108job.s9@gmail.com Mobile & WhatsApp:020-2221-7638 (Tai) The Closing date for application is on 10 May 2021. Short-listed candidates will be contact for the Interview.

Lao Securities Exchange (LSX)

Lao Securities Exchange (LSX)

Kamphaengmuang Rd Phonthan Village Saysettha District Vientiane Capital

Contact
Contact Name : N/A
Telephone : 02022217637
Website :
ABOUT COMPANY

Lao Securities Exchange (LSX) is the only stock market of the Lao PDR in place as an efficient investment alternative, effective long-run fund mobilization and excellently back as another “leg” of the Lao Financial Market pushing on the most remarkable performances of the nation’s development.

Inaugural gateway towards the ASEAN Economic Community (AEC), the LSX is going forward together with other member exchanges to implement numerous reliable measures for free movement of goods and services, investment, skilled labor, and most particular the “freer flow of capital”.

LSX is firmly assured to be the growth driver of Lao business entities in the most transparent and just competition, and the hub of the region in the nearest future.

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